Keep the crowd happy 


Regulation CF, or Regulation Crowdfunding, helps startups and small businesses raise capital by making relatively low dollar offerings of securities widely available to everyday investors through the use of crowdfunding portals. 

Max of $1.07M raised in a 12-month period

Unlimited number of investors, but subject to max allowable dollar limit

Max amount per investor restricted by income & networth

Investor disclosure required; subject to ongoing SEC reporting

Shares are restricted and cannot be sold for at least one year; a legal opinion is needed to remove restrictions


Advertising and general solicitation are not allowed

Is your company prepared to take on investors?


As you bring investors on board, it will be important to nurture the confidence they have in you and your business. The more time you spend managing your cap table and complying with various regulations, the less time you’ll have to connect with your supporters. And, the crowd can quickly turn into an angry mob if things go wrong. We can help you:

  • Complete EDGAR filings for Form C, Form C-AR, Form C-TR, and Form ID

  • Issue stock electronically or as paper certificates

  • Process legal transfers of ownership, including restricted securities

  • Easily communicate with your investors via email or postal mail

  • Issue payments and distributions to your investors via check, wire or direct deposit in dozens of currencies

  • Hold an annual or special investor meeting and manage proxy voting

  • Monitor investor information via the web and on-demand reporting

  • Give investors access to view their holdings, download tax forms and more

  • Track your cap table

We can be your partner now, and as you continue to grow.


Let's talk about how we can support your growing business.